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What type of documentation should be retained to properly demonstrate to the SEC that you have done a Trade Blotter Analysis?
This question was previously answered by the presenters during ACA’s webcast entitled “Insider Trading & Informational Barriers”. For further information regarding this issue, please feel free to sign on to the archived version of this webcast at http://webcasts.acacompliancegroup.com or call an ACA Consultant at (202) 955-5800.
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